Capital Markets


Caspi & Co. possesses an active and broad-based capital markets practice, which builds on a history of financial institution and capital consumer representation. For decades, the firm has represented banks, insurers, underwriters, investors, financial arrangers and securities issuers. The scope of this practice enables the firm to advise on state-of-the-art techniques and developments and provide clients with effective and efficient management of public or private capital market processes and products.

Securities law is an important specialty of the firm’s capital markets practice. Caspi & Co. has excelled over many years at helping clients recognize, develop and realize capital market opportunities. In this specialty, the firm’s experience spans a spectrum of transaction and products types, from initial public offerings (IPOs) to complex offerings by seasoned issuers. In equity funding, the firm counsels new, growing and mature firms on a wide range equity of structures and financings. The firm also advises investors and underwriters. In debt finance, the firm’s experince ranges across the gamut of debt and quasi-debt transactions, including provision of credit lines, merger and acquisition financings, debt issuances, convertible notes, structured finance and leasing.